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Securities Industry and Financial Markets Association
Results: 602

#	Item
51	MEMORANDUM TO: FROM: RE: DATE: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-09 13:40:02 Stock market Bonds Securities Securities Industry and Financial Markets Association Leverage Derivative Swap Over-the-counter Financial economics Investment Finance
52	13 February 2015 Basel Committee on Banking Supervision Submitted via www.bis.org/bcbs/commentupload.htm The Board of the International Organization of Securities Commissions Submitted via email to: Consultation[removed]@ Add to Reading List Source URL: www.icmagroup.org Language: English Finance United States housing bubble Bonds Securities Industry and Financial Markets Association Securitization Credit rating agency Financial economics Securities Investment
53	May 2, 2012 VIA Electronic Delivery Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.bits.org Language: English - Date: 2012-10-01 16:27:29 Financial regulation Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Red Flags Rule Identity theft U.S. Securities and Exchange Commission Credit rating agency Fair Credit Reporting Act Nationally recognized statistical rating organization United States federal banking legislation Financial economics Finance
54	Meeting Between Staff of the Federal Reserve Board, the Office of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC), and the Securities Industry and Financial Markets Association (SI Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2015-02-23 13:00:27 Business Debits and credits Short Specialized investment fund Futures contract Forward contract Counterparty Mark-to-market accounting Collateral management Financial economics Finance Financial markets
55	Speech Speech by SFST at ASIFMA Annual Conference[removed]English only) Wednesday, November 20, 2013 Following is the speech by the Secretary for Financial Services and the Treasury, Professor K C Chan, "Financial Markets Add to Reading List Source URL: www.fstb.gov.hk Language: English - Date: 2013-12-11 09:35:04 Bonds Financial regulation Financial crises Bond markets in Asia International Organization of Securities Commissions Hong Kong Monetary Authority Bond market Late-2000s financial crisis Securities Industry and Financial Markets Association Financial economics Economics Finance
56	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-22 11:32:40 Trade associations Financial services Bonds Securities Industry and Financial Markets Association Financial adviser Collective investment scheme Russell Investments Investment Adviser Association U.S. Securities and Exchange Commission Financial economics Investment Finance
57	13 February 2015 Basel Committee on Banking Supervision Submitted via www.bis.org/bcbs/commentupload.htm The Board of the International Organization of Securities Commissions Submitted via email to: Consultation[removed]@ Add to Reading List Source URL: www.icma-group.org Language: English Finance United States housing bubble Bonds Securities Industry and Financial Markets Association Securitization Credit rating agency Financial economics Securities Investment
58	f!I OCC James E. Brown Executive Vice President Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-25 10:08:59 Financial markets Securities Options Clearing Corporation Securities Industry and Financial Markets Association Clearing Financial economics Financial system Finance
59	VIA ELECTRONIC MAIL May 14, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-15 09:45:34 Finance Financial markets United States Securities and Exchange Commission 73rd United States Congress U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Securities Act Registered representative Broker-dealer Financial economics United States securities law Financial system
60	Microsoft Word - Nides Remarks--Spector introduction.doc Add to Reading List Source URL: events.sifma.org Language: English - Date: 2009-10-27 19:48:55 Bonds Securities Securities Industry and Financial Markets Association Stock market McKinsey & Company The Conference Board Financial economics Investment Financial system